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FUTU vs. LPLA: Futu vs. LPL Financial Stock Comparison

How do Futu (FUTU) and LPL Financial (LPLA) stack up? This page sets them side by side across company profile, performance and risk, profitability, growth, financial strength, dividends, and valuation, with selected fundamentals also measured against each stock's industry-group peers.

Company Profile

Futu (FUTU) and LPL Financial (LPLA) are both classified in the Investment Banking & Brokerage sub-industry within the broader Capital Markets industry, placing them in the closest GICS peer bucket.

LPL Financial (LPLA) trades as ordinary local shares, while Futu (FUTU) trades as an ADR — compare with FX exposure, depositary-program fees, and dividend-withholding-tax differences in mind.

Company profile comparison for Futu (FUTU) and LPL Financial (LPLA)
Profile ItemFUTULPLA
NameFutu Holdings Ltd. ADRLPL Financial Holdings Inc.
Country/RegionHong KongUnited States
GICS SectorFinancialsFinancials
GICS Industry GroupFinancial ServicesFinancial Services
GICS IndustryCapital MarketsCapital Markets
GICS Sub-IndustryInvestment Banking & BrokerageInvestment Banking & Brokerage
Market Capitalization13.75 billion USD23.01 billion USD
CurrencyUSDUSD
ExchangeNasdaqNasdaq
Listing DateMarch 8, 2019November 18, 2010
Security TypeADRCommon Stock

Price Performance

Cumulative Growth

FUTU
LPLA
GSPC
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Futu (FUTU) vs. LPL Financial (LPLA), with S&P 500 (GSPC) for reference: Growth of a $10,000 investment over the past five years. Adjusted for dividends and splits.

Trailing Returns

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Trailing total returns for Futu (FUTU) and LPL Financial (LPLA). Returns over one year are annualized.

Calendar-Year Returns

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Calendar-year total returns for Futu (FUTU) and LPL Financial (LPLA). Each bar is that year's total return, measured year-end to year-end.

Performance Metrics

Price performance metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Total Return (1Y)-45.15%-17.27%
Total Return (3Y, Annualized)22.02%11.10%
Total Return (5Y, Annualized)13.70%13.92%

Risk Profile

Drawdown History

FUTU
LPLA
GSPC
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Futu (FUTU) vs. LPL Financial (LPLA), with S&P 500 (GSPC) for reference: Drawdown from the running peak over the past five years. Each line shows the decline from its prior peak; 0% marks a new high.

Return Distribution

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Distribution of monthly total returns for Futu (FUTU) and LPL Financial (LPLA). Each bar is the share of months whose return fell in that 5% bucket.

Risk Metrics

Risk profile metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Volatility (1Y, Annualized)59.94%39.22%
Beta (5Y)0.680.52
Max Drawdown (5Y)-60.17%-33.18%
Avg. Volume (3M)1.18M855.76K

Risk-Adjusted Performance

Risk-Return Positioning

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FUTU and LPLA are plotted by 1-year volatility (risk) and 1-year return. The dashed Capital Allocation Line runs from the risk-free rate through the shared industry median.

Risk-Adjusted Metrics

Risk-adjusted metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Sharpe Ratio (1Y)-0.82-0.55
Sortino Ratio (1Y)-1.10-0.70

Profitability

ROE (TTM)

Both Futu (FUTU) at 30.52% and LPL Financial (LPLA) at 25.66% sit in the top peer quartile for ROE, suggesting each generates more profit from shareholders’ equity than typical industry peers.

FUTU

Financial Services industry group

30.52%

Max
44.78%
FUTU
30.52%
Q3
21.85%
Median
12.91%
Q1
4.48%
Min
-18.71%

LPLA

Financial Services industry group

25.66%

Max
44.78%
LPLA
25.66%
Q3
21.85%
Median
12.91%
Q1
4.48%
Min
-18.71%
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their ROE against the Financial Services industry group benchmark.

Net Margin (TTM)

Futu (FUTU) at 46.20% retains a top-quartile share of revenue as profit, ahead of LPL Financial (LPLA) at 6.97%, which keeps about the industry-typical share.

FUTU

Financial Services industry group

46.20%

Max
62.84%
FUTU
46.20%
Q3
28.05%
Median
15.36%
Q1
4.82%
Min
-28.52%

LPLA

Financial Services industry group

6.97%

Max
62.84%
Q3
28.05%
Median
15.36%
LPLA
6.97%
Q1
4.82%
Min
-28.52%
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their net margin against the Financial Services industry group benchmark.

Operating Margin (TTM)

Futu (FUTU) at 66.75% carries a top-quartile operating margin, while LPL Financial (LPLA) at 10.85% operates in the bottom quartile.

FUTU

Financial Services industry group

66.75%

Max
107.33%
FUTU
66.75%
Q3
55.90%
Median
30.09%
Q1
14.60%
Min
-44.34%

LPLA

Financial Services industry group

10.85%

Max
107.33%
Q3
55.90%
Median
30.09%
Q1
14.60%
LPLA
10.85%
Min
-44.34%
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their operating margin against the Financial Services industry group benchmark.

Profitability Metrics

Profitability metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
ROE (TTM)30.52%25.66%
ROA (TTM)4.51%7.35%
Net Margin (TTM)46.20%6.97%
Operating Margin (TTM)66.75%10.85%
Gross Margin (TTM)----

Growth

Revenue Growth

Both companies are growing quickly, but Futu (FUTU) at 68.11% is the standout with revenue growth above its industry range; LPL Financial (LPLA) at 37.18% also sits in the top quartile.

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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their Revenue Growth across different time periods.

EPS Growth

Futu (FUTU) at 106.38% sits in the top EPS growth quartile, while LPL Financial (LPLA) at -22.17% is closer to the peer norm — faster per-share earnings growth for FUTU.

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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their EPS Growth across different time periods.

Growth Metrics

Growth metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Revenue Growth (YoY)68.11%37.18%
Revenue Growth (3Y CAGR)44.24%25.47%
EPS Growth (YoY)106.38%-22.17%
EPS Growth (3Y CAGR)58.06%1.64%

Financial Strength

Current Ratio (MRQ)

current ratio doesn’t apply on either side: Futu (FUTU) in Financial Services and LPL Financial (LPLA) in Financial Services both report balance sheets without a current/non-current split, so their short-term liquidity is better judged through regulatory and funding measures.

Debt / Equity (MRQ)

debt-to-equity ratio is set aside for both: Futu (FUTU) in Financial Services and LPL Financial (LPLA) in Financial Services run businesses where balance-sheet leverage is part of the model, so capital-adequacy and funding measures are the better gauges of balance-sheet risk.

Financial Strength Metrics

Financial strength metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Current Ratio (MRQ)----
Debt / Equity (MRQ)----
Net Debt / EBITDA----

Dividends

Dividend Yield (TTM)

Futu (FUTU) pays no dividend (yield 0.00%) — it may be reinvesting, using buybacks, or simply not returning cash through dividends. Meanwhile LPL Financial (LPLA) reports a yield of 0.40%, ranking against industry peers normally.

FUTU

Financial Services industry group

0.00%

Max
9.77%
Q3
3.92%
Median
1.09%
FUTU
0.00%
Q1
0.00%
Min
0.00%

LPLA

Financial Services industry group

0.40%

Max
9.77%
Q3
3.92%
Median
1.09%
LPLA
0.40%
Q1
0.00%
Min
0.00%
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their dividend yield against the Financial Services industry group benchmark.

Dividend Payout Ratio (TTM)

Both Futu (FUTU) at 25.80% and LPL Financial (LPLA) at 6.88% keep payout ratio within their industries’ typical mid-ranges — dividend policies that share earnings without consuming too much of them.

FUTU

Financial Services industry group

25.80%

Max
241.07%
Q3
97.36%
FUTU
25.80%
Median
25.77%
Q1
0.00%
Min
0.00%

LPLA

Financial Services industry group

6.88%

Max
241.07%
Q3
97.36%
Median
25.77%
LPLA
6.88%
Q1
0.00%
Min
0.00%
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their payout ratio against the Financial Services industry group benchmark.

Dividend Metrics

Dividend metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
Dividend Yield (TTM)0.00%0.40%
Dividend Payout Ratio (TTM)25.80%6.88%

Valuation

P/E Ratio (TTM)

Both Futu (FUTU) at 9.73 and LPL Financial (LPLA) at 16.93 land around their industries’ usual P/E ratio levels — neither is getting a clear earnings-multiple discount or premium versus peers.

FUTU

Financial Services industry group

9.73

Max
45.85
Q3
24.64
Median
15.37
FUTU
9.73
Q1
9.68
Min
0.16

LPLA

Financial Services industry group

16.93

Max
45.85
Q3
24.64
LPLA
16.93
Median
15.37
Q1
9.68
Min
0.16
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their P/E ratio against the Financial Services industry group benchmark.

P/S Ratio (TTM)

Both Futu (FUTU) at 0.57 and LPL Financial (LPLA) at 1.15 fetch a relatively low price per dollar of sales, landing in the cheaper P/S ratio quartile of their industries.

FUTU

Financial Services industry group

0.57

Max
9.23
Q3
4.57
Median
2.72
Q1
1.28
FUTU
0.57
Min
-0.55

LPLA

Financial Services industry group

1.15

Max
9.23
Q3
4.57
Median
2.72
Q1
1.28
LPLA
1.15
Min
-0.55
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their P/S ratio against the Financial Services industry group benchmark.

P/B Ratio (MRQ)

Futu (FUTU) at 2.75 is valued about in line with its industry on P/B ratio, while LPL Financial (LPLA) at 3.98 carries an above-peer premium to book — LPLA is pricier on assets.

FUTU

Financial Services industry group

2.75

Max
7.79
Q3
3.63
FUTU
2.75
Median
1.57
Q1
0.81
Min
-0.39

LPLA

Financial Services industry group

3.98

Max
7.79
LPLA
3.98
Q3
3.63
Median
1.57
Q1
0.81
Min
-0.39
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Futu (FUTU) vs. LPL Financial (LPLA): A comparison of their P/B ratio against the Financial Services industry group benchmark.

Valuation Metrics

Valuation metrics for Futu (FUTU) and LPL Financial (LPLA)
MetricFUTULPLA
P/E Ratio (TTM)9.7316.93
P/S Ratio (TTM)0.571.15
P/B Ratio (MRQ)2.753.98
Free Cash Flow Yield (TTM)----