Seek Returns

LPLA vs. NDAQ: LPL Financial vs. Nasdaq Stock Comparison

How do LPL Financial (LPLA) and Nasdaq (NDAQ) stack up? This page sets them side by side across company profile, performance and risk, profitability, growth, financial strength, dividends, and valuation, with selected fundamentals also measured against each stock's industry-group peers.

Company Profile

LPL Financial (LPLA) and Nasdaq (NDAQ) both belong to the Capital Markets industry, though LPLA is classified under Investment Banking & Brokerage while NDAQ falls under Financial Exchanges & Data.

Company profile comparison for LPL Financial (LPLA) and Nasdaq (NDAQ)
Profile ItemLPLANDAQ
NameLPL Financial Holdings Inc.Nasdaq, Inc. Common Stock
Country/RegionUnited StatesUnited States
GICS SectorFinancialsFinancials
GICS Industry GroupFinancial ServicesFinancial Services
GICS IndustryCapital MarketsCapital Markets
GICS Sub-IndustryInvestment Banking & BrokerageFinancial Exchanges & Data
Market Capitalization23.01 billion USD59.88 billion USD
CurrencyUSDUSD
ExchangeNasdaqNasdaq
Listing DateNovember 18, 2010July 1, 2002
Security TypeCommon StockCommon Stock

Price Performance

Cumulative Growth

LPLA
NDAQ
GSPC
Loading price history…
LPL Financial (LPLA) vs. Nasdaq (NDAQ), with S&P 500 (GSPC) for reference: Growth of a $10,000 investment over the past five years. Adjusted for dividends and splits.

Trailing Returns

Loading price history…
Trailing total returns for LPL Financial (LPLA) and Nasdaq (NDAQ). Returns over one year are annualized.

Calendar-Year Returns

Loading price history…
Calendar-year total returns for LPL Financial (LPLA) and Nasdaq (NDAQ). Each bar is that year's total return, measured year-end to year-end.

Performance Metrics

Price performance metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Total Return (1Y)-17.27%26.55%
Total Return (3Y, Annualized)11.10%30.18%
Total Return (5Y, Annualized)13.92%10.68%

Risk Profile

Drawdown History

LPLA
NDAQ
GSPC
Loading price history…
LPL Financial (LPLA) vs. Nasdaq (NDAQ), with S&P 500 (GSPC) for reference: Drawdown from the running peak over the past five years. Each line shows the decline from its prior peak; 0% marks a new high.

Return Distribution

Loading price history…
Distribution of monthly total returns for LPL Financial (LPLA) and Nasdaq (NDAQ). Each bar is the share of months whose return fell in that 5% bucket.

Risk Metrics

Risk profile metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Volatility (1Y, Annualized)39.22%28.74%
Beta (5Y)0.520.94
Max Drawdown (5Y)-33.18%-32.57%
Avg. Volume (3M)855.76K3.13M

Risk-Adjusted Performance

Risk-Return Positioning

Loading chart…
LPLA and NDAQ are plotted by 1-year volatility (risk) and 1-year return. The dashed Capital Allocation Line runs from the risk-free rate through the shared industry median.

Risk-Adjusted Metrics

Risk-adjusted metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Sharpe Ratio (1Y)-0.550.77
Sortino Ratio (1Y)-0.701.09

Profitability

ROE (TTM)

LPL Financial (LPLA) at 25.66% sits in the top ROE quartile, while Nasdaq (NDAQ) at 17.33% is closer to the peer norm — stronger capital efficiency for LPLA.

LPLA

Financial Services industry group

25.66%

Max
44.78%
LPLA
25.66%
Q3
21.85%
Median
12.91%
Q1
4.48%
Min
-18.71%

NDAQ

Financial Services industry group

17.33%

Max
44.78%
Q3
21.85%
NDAQ
17.33%
Median
12.91%
Q1
4.48%
Min
-18.71%
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their ROE against the Financial Services industry group benchmark.

Net Margin (TTM)

Nasdaq (NDAQ) at 36.06% retains a top-quartile share of revenue as profit, ahead of LPL Financial (LPLA) at 6.97%, which keeps about the industry-typical share.

LPLA

Financial Services industry group

6.97%

Max
62.84%
Q3
28.05%
Median
15.36%
LPLA
6.97%
Q1
4.82%
Min
-28.52%

NDAQ

Financial Services industry group

36.06%

Max
62.84%
NDAQ
36.06%
Q3
28.05%
Median
15.36%
Q1
4.82%
Min
-28.52%
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their net margin against the Financial Services industry group benchmark.

Operating Margin (TTM)

Nasdaq (NDAQ) at 50.57% runs core operations around its industry’s norm, while LPL Financial (LPLA) at 10.85% operates in the bottom quartile.

LPLA

Financial Services industry group

10.85%

Max
107.33%
Q3
55.90%
Median
30.09%
Q1
14.60%
LPLA
10.85%
Min
-44.34%

NDAQ

Financial Services industry group

50.57%

Max
107.33%
Q3
55.90%
NDAQ
50.57%
Median
30.09%
Q1
14.60%
Min
-44.34%
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their operating margin against the Financial Services industry group benchmark.

Profitability Metrics

Profitability metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
ROE (TTM)25.66%17.33%
ROA (TTM)7.35%6.10%
Net Margin (TTM)6.97%36.06%
Operating Margin (TTM)10.85%50.57%
Gross Margin (TTM)----

Growth

Revenue Growth

LPL Financial (LPLA) at 37.18% sits in the top revenue growth quartile, while Nasdaq (NDAQ) at 11.65% is closer to the peer norm — faster top-line expansion for LPLA.

Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their Revenue Growth across different time periods.

EPS Growth

Nasdaq (NDAQ) at 60.10% sits in the top EPS growth quartile, while LPL Financial (LPLA) at -22.17% is closer to the peer norm — faster per-share earnings growth for NDAQ.

Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their EPS Growth across different time periods.

Growth Metrics

Growth metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Revenue Growth (YoY)37.18%11.65%
Revenue Growth (3Y CAGR)25.47%9.89%
EPS Growth (YoY)-22.17%60.10%
EPS Growth (3Y CAGR)1.64%10.99%

Financial Strength

Current Ratio (MRQ)

current ratio doesn’t apply on either side: LPL Financial (LPLA) in Financial Services and Nasdaq (NDAQ) in Financial Services both report balance sheets without a current/non-current split, so their short-term liquidity is better judged through regulatory and funding measures.

Debt / Equity (MRQ)

debt-to-equity ratio is set aside for both: LPL Financial (LPLA) in Financial Services and Nasdaq (NDAQ) in Financial Services run businesses where balance-sheet leverage is part of the model, so capital-adequacy and funding measures are the better gauges of balance-sheet risk.

Financial Strength Metrics

Financial strength metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Current Ratio (MRQ)----
Debt / Equity (MRQ)----
Net Debt / EBITDA----

Dividends

Dividend Yield (TTM)

Both LPL Financial (LPLA) at 0.40% and Nasdaq (NDAQ) at 1.09% pay solid, industry-typical yields, sitting squarely within their peers’ usual range.

LPLA

Financial Services industry group

0.40%

Max
9.77%
Q3
3.92%
Median
1.09%
LPLA
0.40%
Q1
0.00%
Min
0.00%

NDAQ

Financial Services industry group

1.09%

Max
9.77%
Q3
3.92%
Median
1.09%
NDAQ
1.09%
Q1
0.00%
Min
0.00%
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their dividend yield against the Financial Services industry group benchmark.

Dividend Payout Ratio (TTM)

Both LPL Financial (LPLA) at 6.88% and Nasdaq (NDAQ) at 31.69% keep payout ratio within their industries’ typical mid-ranges — dividend policies that share earnings without consuming too much of them.

LPLA

Financial Services industry group

6.88%

Max
241.07%
Q3
97.36%
Median
25.77%
LPLA
6.88%
Q1
0.00%
Min
0.00%

NDAQ

Financial Services industry group

31.69%

Max
241.07%
Q3
97.36%
NDAQ
31.69%
Median
25.77%
Q1
0.00%
Min
0.00%
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their payout ratio against the Financial Services industry group benchmark.

Dividend Metrics

Dividend metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
Dividend Yield (TTM)0.40%1.09%
Dividend Payout Ratio (TTM)6.88%31.69%

Valuation

P/E Ratio (TTM)

LPL Financial (LPLA) at 16.93 is near its industry’s usual P/E ratio, while Nasdaq (NDAQ) at 29.27 sits in the richer quartile — NDAQ needs stronger growth or earnings quality to justify the premium.

LPLA

Financial Services industry group

16.93

Max
45.85
Q3
24.64
LPLA
16.93
Median
15.37
Q1
9.68
Min
0.16

NDAQ

Financial Services industry group

29.27

Max
45.85
NDAQ
29.27
Q3
24.64
Median
15.37
Q1
9.68
Min
0.16
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their P/E ratio against the Financial Services industry group benchmark.

P/S Ratio (TTM)

LPL Financial (LPLA) at 1.15 sits in the cheaper P/S ratio quartile while Nasdaq (NDAQ) at 10.36 prices above its industry range — a wide gap in sales valuation between them.

LPLA

Financial Services industry group

1.15

Max
9.23
Q3
4.57
Median
2.72
Q1
1.28
LPLA
1.15
Min
-0.55

NDAQ

Financial Services industry group

10.36

NDAQ
10.36
Max
9.23
Q3
4.57
Median
2.72
Q1
1.28
Min
-0.55
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their P/S ratio against the Financial Services industry group benchmark.

P/B Ratio (MRQ)

Both LPL Financial (LPLA) at 3.98 and Nasdaq (NDAQ) at 4.99 carry a premium to book value versus peers, sitting in the upper P/B ratio quartile of their industries.

LPLA

Financial Services industry group

3.98

Max
7.79
LPLA
3.98
Q3
3.63
Median
1.57
Q1
0.81
Min
-0.39

NDAQ

Financial Services industry group

4.99

Max
7.79
NDAQ
4.99
Q3
3.63
Median
1.57
Q1
0.81
Min
-0.39
Loading chart…
LPL Financial (LPLA) vs. Nasdaq (NDAQ): A comparison of their P/B ratio against the Financial Services industry group benchmark.

Valuation Metrics

Valuation metrics for LPL Financial (LPLA) and Nasdaq (NDAQ)
MetricLPLANDAQ
P/E Ratio (TTM)16.9329.27
P/S Ratio (TTM)1.1510.36
P/B Ratio (MRQ)3.984.99
Free Cash Flow Yield (TTM)----